-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BaeZuZ94W7azrnvhRzM4CdBhZax1aKNOq0D8sH1DWsQcbPtW/EnTFQN+cuQH8iPE 1q1Q0JHAgi7JaU1gUSCM5g== 0000950123-04-000284.txt : 20040113 0000950123-04-000284.hdr.sgml : 20040113 20040113120442 ACCESSION NUMBER: 0000950123-04-000284 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040113 GROUP MEMBERS: ARCADIA CAPITAL MANAGEMENT LLC GROUP MEMBERS: ARCADIA PARTNERS L P GROUP MEMBERS: C4S & CO LLC GROUP MEMBERS: ERNEST MYSOGLAND GROUP MEMBERS: ISIS ACQUISITION PARTNERS LLC GROUP MEMBERS: JEFFREY SOLOMON GROUP MEMBERS: KEVIN GOODMAN GROUP MEMBERS: MORGAN B STARK GROUP MEMBERS: NEW WORLD ACQUISITION LLC GROUP MEMBERS: NEW WORLD REALTY HOLDINGS LLC GROUP MEMBERS: PETER A COHEN GROUP MEMBERS: PHILIP B GOLDFARB GROUP MEMBERS: RAMIUS ADVISORS LLC GROUP MEMBERS: RAMIUS CAPITAL GROUP LLC GROUP MEMBERS: RAMIUS MASTER FUND LTD GROUP MEMBERS: RAMIUS SECURITIES LLC GROUP MEMBERS: RCG AMBROSE MASTER FUND LTD GROUP MEMBERS: RCG CARPATHIA MASTER FUND LTD GROUP MEMBERS: RICHARD ROFE GROUP MEMBERS: RODNEY BIENVENU GROUP MEMBERS: SETH B LIPSAY GROUP MEMBERS: STEVEN H SHEPSMAN GROUP MEMBERS: THOMAS W STRAUSS GROUP MEMBERS: VICTORIA BRUNI FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ISIS CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001273221 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1465 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 MAIL ADDRESS: STREET 1: 1465 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VIA NET WORKS INC CENTRAL INDEX KEY: 0001098402 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 841412512 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60239 FILM NUMBER: 04522076 BUSINESS ADDRESS: STREET 1: 12100 SUNSET HILLS RD STREET 2: SUITE 110 CITY: RESTON STATE: VA ZIP: 20190 BUSINESS PHONE: 7034640300 MAIL ADDRESS: STREET 1: 12100 SUNSET HILLS RD STREET 2: SUITE 110 CITY: RESTON STATE: VA ZIP: 20190 SC 13D/A 1 y93199sc13dza.txt AMENDMENT NO. 1 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 -------------- SCHEDULE 13D (AMENDMENT NO. 1) UNDER THE SECURITIES EXCHANGE ACT OF 1934 VIA NET.WORKS, INC. - -------------------------------------------------------------------------------- (Name of Issuer) VOTING COMMON STOCK, PAR VALUE $0.001 PER SHARE - -------------------------------------------------------------------------------- (Title of Class of Securities) 925912 - -------------------------------------------------------------------------------- (CUSIP Number) Ernest Mysogland with a copy to: ISIS Capital Management, LLC 1465 Post Road East, 2d Floor George Y. Liu Westport, Connecticut 06880 Boies, Schiller & Flexner LLP Tel. No.: (203) 259-7387 333 Main St. Armonk, New York 10504 Tel. No.: (914) 749-8200 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) January 12, 2004 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this statement because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box: { } The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the act (however, see the Notes). CUSIP No. 20602t106 13D Page 2 of 37 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON ISIS Capital Management, LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) {X} (b) { } - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS NA - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) { } - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 157,000 BENEFICIALLY ----------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON 695,925 WITH ----------------------------------------------------- 9 SOLE DISPOSITIVE POWER 157,000 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER 695,925 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 852,925 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES {x} - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.5% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- CUSIP No. 20602t106 13D Page 3 of 37 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON Rodney Bienvenu I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) {X} (b) { } - ------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) { } - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 10,000 BENEFICIALLY ----------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON 852,925 WITH ----------------------------------------------------- 9 SOLE DISPOSITIVE POWER 10,000 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER 852,925 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 852,925 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES {x} - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.5% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- CUSIP No. 20602t106 13D Page 4 of 37 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON Richard Rofe I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) {X} (b) { } - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) { } - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 165,200 BENEFICIALLY ----------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON 852,925 WITH ----------------------------------------------------- 9 SOLE DISPOSITIVE POWER 165,200 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER 852,925 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 852,925 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES {x} - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.5% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- CUSIP No. 20602t106 13D Page 5 of 37 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON Ernest Mysogland I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) {X} (b) { } - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS NA - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) { } - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ----------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON 852,925 WITH ----------------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER 852,925 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 852,925 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES {x} - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.5% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- CUSIP No. 20602t106 13D Page 6 of 37 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON Kevin Goodman I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) {X} (b) { } - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) { } - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 95,000 BENEFICIALLY ----------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON 852,925 WITH ----------------------------------------------------- 9 SOLE DISPOSITIVE POWER 95,000 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER 852,925 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 852,925 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES {x} - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.5% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- CUSIP No. 20602t106 13D Page 7 of 37 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON Ramius Securities, LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) {X} (b) { } - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) { } - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 757,664 BENEFICIALLY ----------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON 0 WITH ----------------------------------------------------- 9 SOLE DISPOSITIVE POWER 757,664 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 757,664 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES {x} - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.3% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON BD, 00 - -------------------------------------------------------------------------------- CUSIP No. 20602t106 13D Page 8 of 37 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON Ramius Capital Group, LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) {X} (b) { } - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS NA - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) { } - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 2,090,400 BENEFICIALLY ----------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON 0 WITH ----------------------------------------------------- 9 SOLE DISPOSITIVE POWER 2,090,400 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,090,400 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES {x} - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.7% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IA, OO - -------------------------------------------------------------------------------- CUSIP No. 20602t106 13D Page 9 of 37 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON C4S & Co., LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) {X} (b) { } - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS NA - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) { } - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 2,090,400 BENEFICIALLY ----------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON 0 WITH ----------------------------------------------------- 9 SOLE DISPOSITIVE POWER 2,090,400 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,090,400 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES {x} - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.7% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- CUSIP No. 20602t106 13D Page 10 of 37 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON Ramius Advisors, LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) {X} (b) { } - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS NA - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) { } - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 444,246 BENEFICIALLY ----------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON 0 WITH ----------------------------------------------------- 9 SOLE DISPOSITIVE POWER 444,246 ----------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 444,246 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES {x} - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .8% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IA, OO - -------------------------------------------------------------------------------- CUSIP No. 20602t106 13D Page 11 of 37 Pages - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON Peter A. Cohen I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) {X} (b) { } - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS NA - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) { } - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ------------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON 2,090,400 WITH ------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 ------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 2,090,400 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,090,400 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES {x} - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.7% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------- CUSIP No. 20602t106 13D Page 12 of 37 Pages - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON Morgan B. Stark I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) {X} (b) { } - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS NA - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) { } - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ------------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON 2,090,400 WITH ------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 ------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 2,090,400 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,090,400 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES {x} - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.7% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------- CUSIP No. 20602t106 13D Page 13 of 37 Pages - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON Thomas W. Strauss I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) {X} (b) { } - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS NA - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) { } - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ------------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON 2,090,400 WITH ------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 ------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 2,090,400 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,090,400 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES {x} - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.7% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------- CUSIP No. 20602t106 13D Page 14 of 37 Pages - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON Jeffrey Solomon I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) {X} (b) { } - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS NA - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) { } - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ------------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON 2,090,400 WITH ------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 ------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 2,090,400 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,090,400 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES {x} - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.7% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------- CUSIP No. 20602t106 13D Page 15 of 37 Pages - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON RCG Ambrose Master Fund, Ltd. I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) {X} (b) { } - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) { } - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 444,245 BENEFICIALLY ------------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON 0 WITH ------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 444,245 ------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 444,245 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES {x} - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .8% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - ------------------------------------------------------------------------------- CUSIP No. 20602t106 13D Page 16 of 37 Pages - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON RCG Carpathia Master Fund, Ltd. I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) {X} (b) { } - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) { } - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 444,245 BENEFICIALLY ------------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON 0 WITH ------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 444,245 ------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 444,245 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES {x} - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .8% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - ------------------------------------------------------------------------------- CUSIP No. 20602t106 13D Page 17 of 37 Pages - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON Ramius Master Fund, Ltd. I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) {X} (b) { } - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) { } - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 444,246 BENEFICIALLY ------------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON 0 WITH ------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 444,246 ------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 444,246 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES {x} - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .8% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - ------------------------------------------------------------------------------- CUSIP No. 20602t106 13D Page 18 of 37 Pages - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON ISIS ACQUISITION PARTNERS, LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) {X} (b) { } - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) { } - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 157,000 BENEFICIALLY ------------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON 0 WITH ------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 157,000 ------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 157,000 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES {x} - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .3% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - ------------------------------------------------------------------------------- CUSIP No. 20602t106 13D Page 19 of 37 Pages - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON NEW WORLD ACQUISITION, LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) {X} (b) { } - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) { } - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 390,725 BENEFICIALLY ------------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON 0 WITH ------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 390,725 ------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 390,725 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES {x} - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .7% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - ------------------------------------------------------------------------------- CUSIP No. 20602t106 13D Page 20 of 37 Pages - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON NEW WORLD REALTY HOLDINGS, LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) {X} (b) { } - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS NA - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) { } - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 390,725 BENEFICIALLY ------------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON 0 WITH ------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 390,725 ------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 390,725 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES {x} - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .7% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - ------------------------------------------------------------------------------- CUSIP No.925912 13D Page 21 of 37 Pages - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON SETH B. LIPSAY I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) {X} (b) { } - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS NA - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) { } - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ------------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON 390,725 WITH ------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 ------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 390,725 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 390,725 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES {x} - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .7% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------- CUSIP No.925912 13D Page 22 of 37 Pages - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON STEVEN H. SHEPSMAN I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) {X} (b) { } - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS NA - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) { } - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ------------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON 390,725 WITH ------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 ------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 390,725 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 390,725 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES {x} - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .7% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------- CUSIP No.925912 13D Page 23 of 37 Pages - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON VICTORIA BRUNI I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) {X} (b) { } - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS PF - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) { } - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ------------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON 0 WITH ------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 ------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES {x} - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------- CUSIP No.925912 13D Page 24 of 37 Pages - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON PHILIP B. GOLDFARB I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) {X} (b) { } - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS PF - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) { } - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ------------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON 0 WITH ------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 ------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES {x} - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------- CUSIP No.925912 13D Page 25 of 37 Pages - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON ARCADIA PARTNERS, L.P. I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) {X} (b) { } - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) { } - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 35,000 BENEFICIALLY ------------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON 0 WITH ------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 35,000 ------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 35,000 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES {x} - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .1% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN - ------------------------------------------------------------------------------- CUSIP No.925912 13D Page 26 of 37 Pages - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON ARCADIA CAPITAL MANAGEMENT, LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) {X} (b) { } - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) { } - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 35,000 BENEFICIALLY ------------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON 0 WITH ------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 35,000 ------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 35,000 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES {x} - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .1% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - ------------------------------------------------------------------------------- AMENDMENT TO SCHEDULE 13D The Schedule 13D relating to the voting Common Stock, par value $0.001 per share (the "Common Stock") of VIA NET.WORKS, Inc., a Delaware corporation (the "Issuer"), having its principal executive offices at H. Walaardt Sacrestraat 401-403, 1117 BM Schiphol, Amsterdam, The Netherlands, which was filed with the U.S. Securities and Exchange Commission on December 15, 2003 (the "Prior Schedule") by the Reporting Persons (as defined below) is hereby amended to furnish additional information set forth herein. All capitalized terms not otherwise defined shall have the meanings ascribed to such terms in the Prior Schedule. This amendment is filed by ISIS Acquisition Partners, LLC ("IAP"), ISIS Capital Management, LLC ("ISIS"), Rodney Bienvenu, Richard Rofe, Ernest Mysogland, Kevin Goodman, New World Acquisition, LLC, New World Realty Holdings, LLC, Seth B. Lipsay, Steven H. Shepsman, Victoria Bruni, Philip B. Goldfarb, Arcadia Partners, L.P., Arcadia Capital Management, LLC, Ramius Securities, LLC, Ramius Capital Group, LLC, C4S & Co. LLC, Ramius Advisors, LLC, Peter A. Cohen, Morgan B. Stark, Thomas W. Strauss, Jeffrey Solomon, RCG Ambrose Master Fund, Ltd., RCG Carpathia Master Fund, Ltd. and Ramius Master Fund, Ltd. (collectively, the "ISIS Group" or the "Reporting Persons"). ITEM 2. IDENTITY AND BACKGROUND Item 2 is amended by adding the following: Due to their sales of all the shares of Common Stock held by each of them, as set forth in Schedule I which is attached hereto and incorporated herein by reference, Victoria Bruni and Philip B. Goldfarb are no longer shareholders of the Issuer. Ms. Bruni and Mr. Goldfarb each disclaim any beneficial ownership of any shares held by the other Reporting Persons. Accordingly, each of Ms. Bruni and Mr. Goldfarb are no longer part of the ISIS Group. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION Item 3 is amended by adding the following: After taking into account the purchases and sales of Common Stock of the Issuer set forth in Schedule I, the net investment cost (including commissions, if any) of the shares of Common Stock directly owned by each member of the ISIS Group is as follows:
ISIS GROUP MEMBER NET INVESTMENT COST - ----------------- ------------------- IAP $205,697 Rodney Bienvenu -$5,242 Richard Rofe $178,555 Kevin Goodman $109,500 New World Acquisition, LLC $570,430 Arcadia Partners, L.P. $46,200 Ramius Securities, LLC $1,076,091 RCG Ambrose Master Fund, Ltd. $644,337 RCG Carpathia Master Fund, Ltd. $644,337 Ramius Master Fund, Ltd. $644,306
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER Item 5 is amended by adding the following: (a) and (b) As of the date hereof, the ISIS Group beneficially owns an aggregate of 2,943,325 shares of Common Stock, representing 5.2% of the outstanding shares of Common Stock. IAP beneficially owned, as of the date hereof, 157,000 shares of Common Stock, representing .3% of the outstanding shares of Common Stock. IAP has the sole power to vote and dispose of the Common Stock beneficially owned by it. By virtue of the relationships described under Item 2 of the Prior Schedule, ISIS may be deemed to have beneficial ownership of the 157,000 shares of Common Stock held by IAP. ISIS has sole voting and disposition power over the shares of Common Stock beneficially owned by it. By virtue of the relationships described under Item 2 of the Prior Schedule, Messrs. Bienvenu, Rofe, Mysogland, and Goodman may be deemed to have indirect beneficial ownership of the 157,000 shares of Common Stock held by IAP. Messrs. Bienvenu, Rofe, Mysogland, and Goodman share voting and disposition power over the shares of Common Stock held by IAP. New World Acquisition, LLC beneficially owned, as of the date hereof, 390,725 shares of Common Stock, representing .7% of the outstanding shares of Common Stock. New World Acquisition, LLC has the sole power to vote and dispose of the Common Stock beneficially owned by it. By virtue of the relationships described under Item 2 of the Prior Schedule, New World Realty Holdings, LLC may be deemed to have beneficial ownership of the 390,725 shares of Common Stock held by New World Acquisition, LLC. New World Realty Holdings, LLC has sole voting and disposition power with respect to the shares of Common Stock beneficially owned by it. By virtue of the relationships described under Item 2 of the Prior Schedule, Messrs. Shepsman and Lipsay may be deemed to have indirect beneficial ownership of the 390,725 shares of Common Stock held by New World Acquisition, LLC. Messrs. Shepsman and Lipsay share voting and disposition power over the shares of Common Stock held by New World Acquisition, LLC. By virtue of the agreements described in Item 6 of the Prior Schedule, ISIS may be deemed to have beneficial ownership of the 390,725 shares of Common Stock owned by New World Acquisition, LLC. ISIS has shared voting and disposition power over the shares of Common Stock held by New World Acquisition, LLC. By virtue of the relationships described under Item 2 of the Prior Schedule, Messrs. Bienvenu, Rofe, Mysogland, and Goodman may be deemed to have indirect beneficial ownership of the 390,725 shares of Common Stock owned by New World Acquisition, LLC. Messrs. Bienvenu, Rofe, Mysogland, and Goodman share voting and disposition power over the shares of Common Stock held by New World Acquisition, LLC. Arcadia Partners, L.P. beneficially owned, as of the date hereof, 35,000 shares of Common Stock, representing .1% of the outstanding shares of Common Stock. Arcadia Partners, L.P. has the sole power to vote and dispose of the Common Stock beneficially owned by it. By virtue of the relationships described under Item 2 of the Prior Schedule, Arcadia Capital Management, LLC may be deemed to have beneficial ownership of the 35,000 shares of Common Stock held by Arcadia Partners, L.P. Arcadia Capital Management, LLC has sole voting and disposition power with respect to the shares of Common Stock beneficially owned by it. By virtue of the relationships described under Item 2 of the Prior Schedule, Mr. Rofe may be deemed to have indirect beneficial ownership of the 35,000 shares of Common Stock held by Arcadia Partners, L.P. Mr. Rofe has sole voting and disposition power over the shares of Common Stock held by Arcadia Partners, L.P. By virtue of the agreements described in Item 6, ISIS may be deemed to have beneficial ownership of the 35,000 shares of Common Stock owned by Arcadia Partners, L.P. ISIS has shared voting and disposition power over the shares of Common Stock held by Arcadia Partners, L.P. By virtue of the relationships described under Item 2 of the Prior Schedule, Messrs. Bienvenu, Rofe, Mysogland, and Goodman may be deemed to have indirect beneficial ownership of the 35,000 shares of Common Stock owned by Arcadia Capital, L.P. Messrs. Bienvenu, Mysogland, and Goodman share voting and disposition power over the shares of Common Stock held by Arcadia Partners, L.P. Rodney Bienvenu beneficially owned, as of the date hereof, 10,000 shares of Common Stock, representing less than .1% of the outstanding shares of Common Stock. Mr. Bienvenu has the sole power to vote and dispose of the Common Stock beneficially owned by him. Richard Rofe beneficially owned, as of the date hereof, 165,200 shares of Common Stock, representing .3% of the outstanding shares of Common Stock. Mr. Rofe has the sole power to vote and dispose of the Common Stock beneficially owned by him. Kevin Goodman beneficially owned, as of the date hereof, 95,000 shares of Common Stock, representing .2% of the outstanding shares of Common Stock. Mr. Goodman has the sole power to vote and dispose of the Common Stock beneficially owned by him. By virtue of the agreements described in Item 6 of the Prior Schedule, ISIS may be deemed to have beneficial ownership of the aggregate 270,200 shares of Common Stock owned by Rodney Bienvenu, Richard Rofe, and Kevin Goodman. ISIS has shared voting and disposition power over the shares of Common Stock held by Rodney Bienvenu, Richard Rofe, and Kevin Goodman. By virtue of the relationships described under Item 2 of the Prior Schedule, Messrs. Bienvenu, Rofe, Mysogland, and Goodman may be deemed to have indirect beneficial ownership of the aggregate 270,200 shares of Common Stock owned by Rodney Bienvenu, Richard Rofe, and Kevin Goodman. Messrs. Bienvenu, Rofe, Mysogland, and Goodman share voting and disposition power over the shares of Common Stock held by Rodney Bienvenu, Richard Rofe, and Kevin Goodman. By virtue of being a member of the ISIS Group, ISIS may be deemed to have indirect beneficial ownership of the aggregate 2,090,400 shares of Common Stock owned by Ramius Securities, LLC, RCG Ambrose Master Fund, Ltd., RCG Carpathia Master Fund, Ltd. and Ramius Master Fund, Ltd. By virtue of being members of ISIS Group, Messrs. Bienvenu, Rofe, Mysogland, and Goodman may be deemed to have indirect beneficial ownership of the aggregate 2,090,400 shares of Common Stock owned by Ramius Securities, LLC, RCG Ambrose Master Fund, Ltd., RCG Carpathia Master Fund, Ltd. and Ramius Master Fund, Ltd. As of the date hereof, Ramius Securities, LLC beneficially owns an aggregate of 757,664 shares of Common Stock, representing 1.3% of the outstanding shares of Common Stock. Ramius Securities, LLC has sole voting and disposition power over the shares of Common Stock beneficially owned by it. By virtue of the relationships described under Item 2 of the Prior Schedule, Ramius Capital Group, LLC may be deemed to have beneficial ownership of the 757,664 shares of Common Stock held by Ramius Securities, LLC. Ramius Capital Group, LLC has sole voting and disposition power over the shares of Common Stock beneficially owned by it. As of the date hereof, RCG Ambrose Master Fund, Ltd. beneficially owns an aggregate of 444,245 shares of Common Stock, representing .8% of the outstanding shares of Common Stock. RCG Ambrose Master Fund, Ltd. has sole voting and disposition power over the shares of Common Stock beneficially owned by it. By virtue of the relationships described under Item 2 of the Prior Schedule, Ramius Capital Group, LLC may be deemed to have beneficial ownership of the 444,245 shares of Common Stock held by RCG Ambrose Master Fund, Ltd. Ramius Capital Group, LLC has sole voting and disposition power over the shares of Common Stock beneficially owned by it. As of the date hereof, RCG Carpathia Master Fund, Ltd. beneficially owns an aggregate of 444,245 shares of Common Stock, representing .8% of the outstanding shares of Common Stock. RCG Carpathia Master Fund, Ltd. has sole voting and disposition power over the shares of Common Stock beneficially owned by it. By virtue of the relationships described under Item 2 of the Prior Schedule, Ramius Capital Group, LLC may be deemed to have beneficial ownership of the 444,245 shares of Common Stock held by RCG Carpathia Master Fund, Ltd. Ramius Capital Group, LLC has sole voting and disposition power over the shares of Common Stock beneficially owned by it. As of the date hereof, Ramius Master Fund, Ltd. beneficially owns an aggregate of 444,246 shares of Common Stock, representing .8% of the outstanding shares of Common Stock. Ramius Master Fund, Ltd. has sole voting and disposition power over the shares of Common Stock beneficially owned by it. By virtue of the relationships described under Item 2 of the Prior Schedule, Ramius Advisors, LLC may be deemed to have beneficial ownership of the 444,246 shares of Common Stock held by Ramius Master Fund, Ltd. Ramius Advisors, LLC has sole voting and dispositive power over the shares of Common Stock beneficially owned by it. By virtue of the relationships described under Item 2 of the Prior Schedule, Ramius Capital Group, LLC and C4S & Co., LLC may both be deemed to have indirect beneficial ownership of the 2,090,400 shares of Common Stock owned by Ramius Securities, LLC, RCG Ambrose Master Fund, Ltd., RCG Carpathia Master Fund, Ltd. and Ramius Master Fund, Ltd. Ramius Capital Group, LLC and C4S & Co., LLC each have sole voting and dispositive power over the shares of Common Stock beneficially owned by it. In addition, by virtue of the relationships described under Item 2 of the Prior Schedule, each of Peter A. Cohen, Morgan B. Stark, Thomas W. Strauss and Jeffrey Solomon may be deemed to have indirect beneficial ownership of the 2,090,400 shares of Common Stock owned by Ramius Securities, LLC, RCG Ambrose Master Fund, Ltd., RCG Carpathia Master Fund, Ltd. and Ramius Master Fund, Ltd. Messrs. Cohen, Stark, Strauss and Solomon share voting and dispositive power over the 2,090,400 shares of Common Stock owned by Ramius Securities, LLC, RCG Ambrose Master Fund, Ltd., RCG Carpathia Master Fund, Ltd. and Ramius Master Fund, Ltd. To the best knowledge of the Reporting Persons, none of the persons or entities listed in Item 2 beneficially owns any other shares of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of shares solely as a result of Rule 13d-5(b)(1) under the Securities Exchange Act of 1934, as amended. (c) The transactions in the Common Stock effected by the Reporting Persons since the date of the Prior Schedule are set forth on Schedule I. All of such transactions represent open market transactions. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATED: January 12, 2004 ISIS ACQUISITION PARTNERS, LLC By: ISIS CAPITAL MANAGEMENT, LLC Its: Managing Member By: /s/ Ernest Mysogland ------------------------------ Name: Ernest Mysogland Title: Managing Member ISIS CAPITAL MANAGEMENT, LLC By: /s/ Ernest Mysogland ------------------------------ Name: Ernest Mysogland Title: Managing Member /s/ Ernest Mysogland - ------------------------- Ernest Mysogland, Individually and as attorney-in-fact for each of Rodney Bienvenu, Richard Rofe, and Kevin Goodman RAMIUS SECURITIES, LLC By: Ramius Capital Group, LLC Its: Managing Member By: C4S & Co., LLC Its: Managing Member By: /s/ Morgan B. Stark ------------------------------ Name: Morgan B. Stark Title: Managing Member RAMIUS CAPITAL GROUP, LLC By: C4S & Co., LLC Its: Managing Member By: /s/ Morgan B. Stark ------------------------------ Name: Morgan B. Stark Title: Managing Member C4S & Co., LLC By: /s/ Morgan B. Stark - ------------------------------- Name: Morgan B. Stark Title: Managing Member RCG AMBROSE MASTER FUND, LTD. By: /s/ Morgan B. Stark - ------------------------------- Name: Morgan B. Stark Title: Authorized Person RCG CARPATHIA MASTER FUND, LTD. By: /s/ Morgan B. Stark - ------------------------------- Name: Morgan B. Stark Title: Authorized Person RAMIUS MASTER FUND, LTD. By: /s/ Morgan B. Stark - ------------------------------- Name: Morgan B. Stark Title: Authorized Person /s/ Morgan B. Stark - ------------------------------- Morgan B. Stark, Individually and as attorney-in-fact for each of Peter A. Cohen, Thomas W. Strauss and Jeffrey Solomon RAMIUS ADVISORS, LLC By: Ramius Capital Group, LLC Its: Managing Member By: C4S & Co., LLC Its: Managing Member By: /s/ Morgan B. Stark ------------------------------ Name: Morgan B. Stark Title: Managing Member NEW WORLD ACQUISITION, LLC By: New World Realty Holdings, LLC Its: Member By: /s/ Steven H. Shepsman ------------------------------- Name: Steven H. Shepsman Title: Authorized Person NEW WORLD REALTY HOLDINGS, LLC By: /s/ Steven H. Shepsman - ------------------------------- Name: Steven H. Shepsman Title: Authorized Person /s/ Steven H. Shepsman - ------------------------------- Steven H. Shepsman, Individually and as attorney-in-fact for Seth B. Lipsay ARCADIA PARTNERS, L.P. By: Arcadia Capital Management, LLC Its: General Partner By: /s/ Richard Rofe ------------------------------ Name: Richard Rofe Title: Member ARCADIA CAPITAL MANAGEMENT, LLC By: /s/ Richard Rofe - ------------------------------ Name: Richard Rofe Title: Member /s/ Ernest Mysogland - -------------------------- Ernest Mysogland, as attorney-in-fact for each of Victoria Bruni and Philip B. Goldfarb SCHEDULE I
NUMBER OF REPORTING PERSON TRADE DATE BUY/SELL SHARES PRICE PER SHARE - ---------------- ---------- -------- ------- --------------- ISIS Acquisition Partners, LLC 1/6/04 Sold 10,000 $ 2.04 ISIS Acquisition Partners, LLC 1/6/04 Sold 10,000 $ 2.03 ISIS Acquisition Partners, LLC 1/8/04 Sold 7,000 $ 2.08 ISIS Acquisition Partners, LLC 1/8/04 Sold 3,000 $ 2.08 ISIS Acquisition Partners, LLC 1/9/04 Sold 10,000 $ 2.15 ISIS Acquisition Partners, LLC 1/12/04 Sold 10,000 $ 2.21 Rodney Bienvenu ............... 1/12/04 Sold 3,000 $ 2.26 Rodney Bienvenu ............... 1/12/04 Sold 2,600 $ 2.24 Rodney Bienvenu ............... 1/9/04 Sold 4,400 $ 2.23 Rodney Bienvenu ............... 1/8/04 Sold 3,800 $ 2.10 Rodney Bienvenu ............... 1/5/04 Sold 10,000 $ 1.98 Richard Rofe .................. 1/12/04 Sold 5,000 $ 2.26 Richard Rofe .................. 1/12/04 Sold 5,000 $ 2.28 Richard Rofe .................. 1/12/04 Sold 5,000 $ 2.28 Richard Rofe .................. 1/12/04 Sold 5,000 $ 2.23 Richard Rofe .................. 1/12/04 Sold 5,000 $ 2.20 Richard Rofe .................. 1/12/04 Sold 5,000 $ 2.25 Richard Rofe .................. 1/9/04 Sold 5,000 $ 2.22 Richard Rofe .................. 1/8/04 Sold 10,000 $ 2.10 Richard Rofe .................. 1/8/04 Sold 15,800 $ 2.03 Richard Rofe .................. 1/7/04 Sold 10,000 $ 2.03 Richard Rofe .................. 1/5/04 Sold 4,000 $ 1.95 Richard Rofe .................. 1/5/04 Sold 6,000 $ 1.79 Richard Rofe .................. 12/17/03 Bought 150 $ 1.58 Richard Rofe .................. 12/19/03 Bought 1,000 $ 1.57 Richard Rofe .................. 12/18/03 Bought 9,850 $ 1.59 Richard Rofe .................. 1/9/04 Sold 5,000 $ 2.08 Kevin Goodman ................. 1/12/04 Sold 5,000 $ 2.16 Kevin Goodman ................. 1/12/04 Sold 5,000 $ 2.26 Kevin Goodman ................. 1/12/04 Sold 5,000 $ 2.27 Kevin Goodman ................. 1/9/04 Sold 5,000 $ 2.24 Kevin Goodman ................. 1/9/04 Sold 5,000 $ 2.25 Kevin Goodman ................. 12/19/03 Bought 5,000 $ 1.58 Kevin Goodman ................. 12/19/03 Bought 5,000 $ 1.58 Victoria Bruni ................ 1/7/04 Sold 5,000 $ 2.02 Victoria Bruni ................ 1/7/04 Sold 11,000 $ 2.00 Victoria Bruni ................ 12/20/03 Bought 5,000 $ 1.60 Philip B. Goldfarb ............ 1/8/04 Sold 2,500 $ 2.02 Philip B. Goldfarb ............ 1/8/04 Sold 600 $ 2.03 Ramius Securities, LLC ........ 12/16/03 Bought 9,360 $ 1.59 Ramius Securities, LLC ........ 12/31/03 Sold 4,356 $ 1.74 Ramius Securities, LLC ........ 1/5/04 Sold 55,800 $ 1.95 Ramius Securities, LLC ........ 1/6/04 Sold 31,663 $ 2.05 Ramius Securities, LLC ........ 1/7/04 Sold 19,800 $ 2.01
NUMBER OF REPORTING PERSON TRADE DATE BUY/SELL SHARES PRICE PER SHARE - ---------------- ---------- -------- ------- --------------- Ramius Securities, LLC ........ 1/8/04 Sold 34,541 $ 2.07 Ramius Securities, LLC ........ 1/9/04 Sold 49,536 $ 2.21 Ramius Securities, LLC ........ 1/12/04 Sold 22,788 $ 2.25 RCG Ambrose Master Fund, Ltd. . 12/16/03 Bought 5,546 $ 1.59 RCG Ambrose Master Fund, Ltd. . 12/31/03 Sold 2,581 $ 1.74 RCG Ambrose Master Fund, Ltd. . 1/5/04 Sold 33,062 $ 1.95 RCG Ambrose Master Fund, Ltd. . 1/6/04 Sold 18,760 $ 2.05 RCG Ambrose Master Fund, Ltd. . 1/7/04 Sold 11,731 $ 2.01 RCG Ambrose Master Fund, Ltd. . 1/8/04 Sold 20,466 $ 2.07 RCG Ambrose Master Fund, Ltd. . 1/9/04 Sold 29,350 $ 2.21 RCG Ambrose Master Fund, Ltd. . 1/12/04 Sold 13,502 $ 2.25 RCG Carpathia Master Fund, Ltd. 12/16/03 Bought 5,546 $ 1.59 RCG Carpathia Master Fund, Ltd. 12/31/03 Sold 2,581 $ 1.74 RCG Carpathia Master Fund, Ltd. 1/5/04 Sold 33,061 $ 1.95 RCG Carpathia Master Fund, Ltd. 1/6/04 Sold 18,761 $ 2.05 RCG Carpathia Master Fund, Ltd. 1/7/04 Sold 11,732 $ 2.01 RCG Carpathia Master Fund, Ltd. 1/8/04 Sold 20,465 $ 2.07 RCG Carpathia Master Fund, Ltd. 1/9/04 Sold 29,350 $ 2.21 RCG Carpathia Master Fund, Ltd. 1/12/04 Sold 13,502 $ 2.25 Ramius Master Fund, Ltd. ...... 12/16/03 Bought 5,548 $ 1.59 Ramius Master Fund, Ltd. ...... 12/31/03 Sold 2,582 $ 1.74 Ramius Master Fund, Ltd. ...... 1/5/04 Sold 33,077 $ 1.95 Ramius Master Fund, Ltd. ...... 1/6/04 Sold 18,769 $ 2.05 Ramius Master Fund, Ltd. ...... 1/7/04 Sold 11,737 $ 2.01 Ramius Master Fund, Ltd. ...... 1/8/04 Sold 20,475 $ 2.07 Ramius Master Fund, Ltd. ...... 1/9/04 Sold 29,364 $ 2.21 Ramius Master Fund, Ltd. ...... 1/12/04 Sold 13,508 $ 2.25 New World Acquisition, LLC .... 1/12/04 Sold 500 $ 2.16 New World Acquisition, LLC .... 1/12/04 Sold 500 $ 2.16 New World Acquisition, LLC .... 1/12/04 Sold 200 $ 2.16 New World Acquisition, LLC .... 1/12/04 Sold 300 $ 2.16 New World Acquisition, LLC .... 1/12/04 Sold 200 $ 2.16 New World Acquisition, LLC .... 1/12/04 Sold 500 $ 2.16 New World Acquisition, LLC .... 1/12/04 Sold 2,500 $ 2.17 New World Acquisition, LLC .... 1/12/04 Sold 5,000 $ 2.17 New World Acquisition, LLC .... 1/12/04 Sold 400 $ 2.17 New World Acquisition, LLC .... 1/12/04 Sold 500 $ 2.17 New World Acquisition, LLC .... 1/12/04 Sold 275 $ 2.18 New World Acquisition, LLC .... 1/12/04 Sold 500 $ 2.18 New World Acquisition, LLC .... 1/12/04 Sold 500 $ 2.18 New World Acquisition, LLC .... 1/12/04 Sold 500 $ 2.18 New World Acquisition, LLC .... 1/12/04 Sold 500 $ 2.18 New World Acquisition, LLC .... 1/12/04 Sold 500 $ 2.18 New World Acquisition, LLC .... 1/12/04 Sold 500 $ 2.18 New World Acquisition, LLC .... 1/12/04 Sold 400 $ 2.18 New World Acquisition, LLC .... 1/12/04 Sold 800 $ 2.18 New World Acquisition, LLC .... 1/12/04 Sold 1,700 $ 2.18 New World Acquisition, LLC .... 1/12/04 Sold 500 $ 2.18 New World Acquisition, LLC .... 1/12/04 Sold 500 $ 2.18
NUMBER OF REPORTING PERSON TRADE DATE BUY/SELL SHARES PRICE PER SHARE - ---------------- ---------- -------- ------- --------------- New World Acquisition, LLC .... 1/12/04 Sold 500 $ 2.18 New World Acquisition, LLC .... 1/12/04 Sold 500 $ 2.18 New World Acquisition, LLC .... 1/12/04 Sold 2,100 $ 2.19 New World Acquisition, LLC .... 1/12/04 Sold 1,300 $ 2.19 New World Acquisition, LLC .... 1/12/04 Sold 400 $ 2.19 New World Acquisition, LLC .... 1/12/04 Sold 500 $ 2.19 New World Acquisition, LLC .... 1/12/04 Sold 300 $ 2.19 New World Acquisition, LLC .... 1/12/04 Sold 300 $ 2.19 New World Acquisition, LLC .... 1/12/04 Sold 400 $ 2.19 New World Acquisition, LLC .... 1/12/04 Sold 8,500 $ 2.19 New World Acquisition, LLC .... 1/12/04 Sold 100 $ 2.21 New World Acquisition, LLC .... 1/12/04 Sold 400 $ 2.21 New World Acquisition, LLC .... 1/12/04 Sold 100 $ 2.21 New World Acquisition, LLC .... 1/12/04 Sold 100 $ 2.21 New World Acquisition, LLC .... 1/12/04 Sold 1,100 $ 2.21 New World Acquisition, LLC .... 1/12/04 Sold 400 $ 2.21 New World Acquisition, LLC .... 1/12/04 Sold 100 $ 2.21 New World Acquisition, LLC .... 1/12/04 Sold 100 $ 2.21 New World Acquisition, LLC .... 1/12/04 Sold 300 $ 2.21 New World Acquisition, LLC .... 1/12/04 Sold 1,000 $ 2.21 New World Acquisition, LLC .... 1/12/04 Sold 100 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 300 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 200 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 400 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 100 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 200 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 300 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 100 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 400 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 400 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 200 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 300 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 200 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 200 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 600 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 300 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 400 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 300 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 700 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 100 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 100 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 200 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 400 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 100 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 300 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 1,400 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 200 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 100 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 100 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 400 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 3,500 $ 2.22
NUMBER OF REPORTING PERSON TRADE DATE BUY/SELL SHARES PRICE PER SHARE - ---------------- ---------- -------- ------- --------------- New World Acquisition, LLC .... 1/12/04 Sold 1,700 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 500 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 500 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 500 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 500 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 500 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 500 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 500 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 500 $ 2.22 New World Acquisition, LLC .... 1/12/04 Sold 1,400 $ 2.27 New World Acquisition, LLC .... 1/12/04 Sold 800 $ 2.27 New World Acquisition, LLC .... 1/12/04 Sold 2,500 $ 2.28 New World Acquisition, LLC .... 12/16/03 Bought 5,075 $ 1.68 New World Acquisition, LLC .... 1/5/04 Sold 10,000 $ 2.01 New World Acquisition, LLC .... 1/6/04 Sold 10,000 $ 2.04 New World Acquisition, LLC .... 1/6/04 Sold 10,000 $ 2.08 New World Acquisition, LLC .... 1/8/04 Sold 11,575 $ 2.10 New World Acquisition, LLC .... 1/8/04 Sold 10,000 $ 2.10 New World Acquisition, LLC .... 1/8/04 Sold 10,000 $ 2.10 New World Acquisition, LLC .... 1/8/04 Sold 2,600 $ 2.13 New World Acquisition, LLC .... 1/9/04 Sold 7,400 $ 2.12 New World Acquisition, LLC .... 1/9/04 Sold 5,000 $ 2.24 New World Acquisition, LLC .... 1/9/04 Sold 5,000 $ 2.20
Note: Price per share includes any commissions charged. -----END PRIVACY-ENHANCED MESSAGE-----